Financial Services

The pace of change in the Financial Services industry is relentless. Faced with increasing regulatory and competitive pressures, firms engaged in the securities and commodities business need more than legal advice—they need a law firm with the experience and resources to serve as a true legal partner in their organizations’ success.

At Schuyler, Roche & Crisham, we have earned a reputation as one of Chicago’s most accomplished Financial Services law firms. Staffed by a group of attorneys with extensive industry experience, our Financial Services practice serves a broad client base, from one of the world’s largest financial services firms to local commodity pool operators and introducing brokers. Our litigation attorneys have been involved in hundreds of cases for financial services clients throughout the nation, in courts and arbitration, involving issues ranging from sales practice violations to employee raiding.

With a track record of success in securities litigation and arbitration, commodity futures, and regulatory and compliance matters, Schuyler, Roche & Crisham routinely achieves cost-effective and favorable legal outcomes for our clients in dealings with the SEC, FINRA, NFA, CFTC and other regulatory agencies. More importantly, our Financial Services group works with clients to anticipate and prevent issues before they occur, leveraging multi-disciplinary resources to minimize the potential for regulatory challenges and roadblocks.

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