Michael Lee Featured Panel Speaker at 2015 SIFMA Compliance & Legal Meeting
SRC Partner Michael Lee was a featured panel speaker at the 2015 meeting of the Compliance & Legal division of the Securities Industry & Financial Markets Association (“SIFMA”) in Phoenix, AZ. Mike spoke on the issues a firm faces when one of its financial advisors leaves to join a competitor. The SIFMA Compliance & Legal seminar is the premier annual event for securities industry attorneys and compliance professionals, and was attended by over 1,900 industry participants this year. “Mike’s selection to be a panel speaker at this event is a testament to how well regarded he is by other attorneys in this field,” said SRC president Jim Komie. We congratulate Mike on his selection and his excellent work at the meeting.
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